SEC Form 4 · accession 0001140361-17-041652
Evoqua Water Technologies Corp. · AQUA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Rodi
Officer — Executive Vice President
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 6, 2017 | S | 22,266 | $16.92 | D | 133,457 | D | |
| Common StockF1,F2,F3 | Nov 7, 2017 | S | 4,772 | $16.92 | D | 128,685 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock were sold pursuant to the Underwriting Agreement, dated November 1, 2017, entered into in connection with the issuer's initial public offering.
- F2This amount represents the $18.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.08 per share.
- F3This amount includes 47,893 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.