SEC Form 4/A · accession 0001511164-17-000195
KushCo Holdings, Inc. · KSHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ben Wu
Officer — COO
Period of report
Apr 10, 2017
Accepted (ET)
Apr 12, 2017 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604627
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $2.64 | Apr 10, 2017 | A | 1,500,000 | A | Apr 10, 2020 | Apr 10, 2027 | Common Stock | 1,500,000 | 2,500,000 | D |
Remarks
The stock options were issued as part of the Kush Bottles, Inc. 2016 Stock Incentive Plan. The 1,500,000 options shall vest 33% on April 10, 2018, with the remaining 67% vesting in equal amounts monthly during the subsequent 12 months.