SEC Form 4 · accession 0001144204-19-002461
KushCo Holdings, Inc. · KSHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Kovacevich
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 18, 2019
Accepted (ET)
Jan 23, 2019 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2019 | G | 6,000,000 | $0.00 | D | 5,035,000 | D | |
| Common StockF2 | Jan 18, 2019 | G | 4,000,000 | $0.00 | A | 4,000,000 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the shares gifted by the Reporting Person on January 18, 2019, 4,000,000 were gifted to trusts for the benefit of the Reporting Person and the Reporting Person's spouse for estate planning purposes and over which the Reporting Person has investment control, and 2,000,000 were gifted to a trust for estate planning purposes over which the Reporting Person has no investment control.
- F2These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person has investment control over the shares held by such trusts.