SEC Form 4 · accession 0001144204-18-049241
KushCo Holdings, Inc. · KSHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dallas Imbimbo
Director · 10% Owner
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 10, 2018 | S | 49,765 | $5.50 | D | 11,106,836 | D | |
| Common StockF3 | Sep 11, 2018 | S | 68,387 | $5.41 | D | 11,038,449 | D | |
| Common StockF4 | Sep 12, 2018 | S | 106,022 | $5.37 | D | 10,932,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.54, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.36 to $5.52, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.29 to $5.51, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.