SEC Form 4 · accession 0001144204-18-041771
KushCo Holdings, Inc. · KSHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim McCormick
Officer — CFO and COO
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604627
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.53 | Jul 31, 2018 | A | 150,000 | A | — | Jul 31, 2028 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2016 Stock Incentive Plan. The Option will become exercisable as to one-third (1/3) of the shares underlying the Option on July 31, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of twenty-four (24) months.