SEC Form 4 · accession 0001144204-18-003496
KushCo Holdings, Inc. · KSHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Kovacevich
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2018 | S | 140,000 | $6.70 | D | 11,660,000 | D | |
| Common StockF2 | Jan 23, 2018 | S | 60,000 | $6.46 | D | 11,600,000 | D | |
| Common StockF3 | Jan 24, 2018 | S | 100,000 | $6.41 | D | 11,500,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.618672 to $6.72139, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4493 to $6.472443, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.2501 to $6.4641, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.