SEC Form 4 · accession 0001104659-16-135080
Nexeo Solutions, Inc. · NXEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilbur L Ross Jr.
Director
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2016 | A | 10,753 | $0.00 | A | 10,753 | D | |
| Common StockF2 | holding | — | — | — | 8,538,929 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan.
- F2Represents shares directly beneficially owned by WL Ross Sponsor LLC, a limited liability company indirectly controlled by the Reporting Person. The Reporting Person has voting and dispositive control over such shares. The Reporting Person disclaims beneficial ownership of any securities except to the extent of his pecuniary interest therein.
Remarks
Exhibit 24.1 - Power of Attorney