SEC Form 4 · accession 0000905718-17-000735
Nexeo Solutions, Inc. · NXEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Park West Asset Management LLC
10% Owner
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 9:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per shareF1,F2 | Jul 26, 2017 | S | 7,796 | $8.489 | D | 8,342,499 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in multiple transactions at prices ranging from $8.475 to $8.500, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. As of July 26, 2017, PWIMF held 7,377,397 shares of Common Stock (including 3,685,393 Founder Shares (as defined in the Form 10-Q for the quarterly period ended March 31, 2017, filed with the Securities and Exchange Commission on May 10, 2017)), and PWPI held 965,102 shares of Common Stock (including 482,972 Founder Shares). Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.