SEC Form 3 · accession 0000903423-16-001097
Nexeo Solutions, Inc. · NXEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J. Yip
Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 15, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities beneficially ownedF1,F2 | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Christopher J. Yip is a TPG Principal. TPG is affiliated with (i) TPG VI Neon I, L.P. ("Neon I"), (ii) TPG VI Neon II, L.P. ("Neon II"), (iii) TPG VI FOF Neon, L.P. ("FOF Neon") and (iv) Nexeo Holdco, LLC ("Nexeo Holdco" and, together with Neon I, Neon II and FOF Neon, the "TPG Funds"). The TPG Funds directly hold an aggregate of 31,227,844 shares of common stock ("Common Stock") of Nexeo Solutions, Inc. (the "Issuer"), as well as a right to future deferred payments in cash in lieu of receiving 5,654,960 additional shares of Common Stock.
- F2Mr. Yip disclaims beneficial ownership of all of the securities that are or may be beneficially owned by the TPG Funds or any of its affiliates. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Yip is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer for purposes of Section 16 of the Exchange Act or otherwise.
Remarks
(3) Clive Bode is signing on behalf of Mr. Yip pursuant to the authorization and designation letter dated June 7, 2016, which is attached here as an exhibit.