Form4insider filings, from the source

SEC Form 4 · accession 0000899243-17-020939

Nexeo Solutions, Inc. · NXEO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604416

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F7,F8,F9Aug 21, 2017P117,670$7.30A117,670ISee Footnotes
Common StockF2,F7,F8,F9Aug 21, 2017P44,520$7.30A44,520ISee Footnotes
Common StockF3,F7,F8,F9holding———99,284ISee Footnotes
Common StockF4,F7,F8,F9holding———1,483,784ISee Footnotes
Common StockF5,F7,F8,F9holding———152,460ISee Footnotes
Common StockF6,F7,F8,F9holding———816,923ISee Footnotes
Common StockF10,F11,F12holding———1,481,699ISee Footnotes
Common StockF13,F14holding———20,123,426ISee Footnotes

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

First Pacific Advisors, LLC ("FPA") may be deemed to exercise voting and/or investment power over securities of Nexeo Solutions, Inc. (the "Issuer") that are held directly by certain unaffiliated separately managed accounts (the "Managed Accounts") as FPA serves as investment adviser to such Managed Accounts. FPA only receives an asset-based management fee for serving as investment adviser to such Managed Accounts and therefore does not have any pecuniary interest in the securities of the Issuer held directly by such Managed Accounts. In addition, Messrs. J. Richard Atwood, Steven T. Romick, Brian A. Selmo and Mark Landecker do not have a pecuniary interest in the securities held by the Managed Accounts.