SEC Form 4 · accession 0001415889-19-000021
GridAI Technologies Corp. · GRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edmund Burke Ross Jr.
10% Owner
Period of report
Dec 27, 2018
Accepted (ET)
Jan 7, 2019 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604191
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 2, 2018 | P | 20,000 | $2.50 | A | 2,421,010 | I | See Footnote |
| Common StockF1,F3 | Dec 27, 2018 | P | 42,922 | $1.18 | A | 2,463,932 | I | See Footnote |
| Common StockF1,F3 | Dec 27, 2018 | P | 23,200 | $1.13 | A | 2,487,132 | I | See Footnote |
| Common StockF1,F4 | Dec 28, 2018 | P | 29,575 | $1.18 | A | 2,516,707 | I | See Footnote |
| Common StockF1,F5 | Dec 31, 2018 | P | 23,848 | $1.12 | A | 2,540,555 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
- F2Of the aggregate number of shares purchased on May 2, 2018, CEDA Investments, LLC purchased all 20,000 shares.
- F3Of the aggregate number of shares purchased on December 27, 2018, EBR Ventures, LLC purchased all 66,122 shares.
- F4Of the aggregate number of shares purchased on December 28, 2018, EBR Ventures, LLC purchased all 29,575 shares.
- F5Of the aggregate number of shares purchased on December 31, 2018, EBR Ventures, LLC purchased all 23,848 shares.