SEC Form 4 · accession 0001415889-18-001136
GridAI Technologies Corp. · GRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Pennington
Officer — CHIEF MEDICAL OFFICER
Period of report
Jul 12, 2018
Accepted (ET)
Jul 19, 2018 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604191
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $3.04 | Jul 12, 2018 | A | 75,000 | A | — | Jun 28, 2023 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Options with respect to 37,500 shares vest upon the acceptance of a U.S. IND for MS 1819, and the remaining 37,500 shares vest upon the the first CF patient dosed with MS1819 anywhere in the globe.