SEC Form 4 · accession 0001415889-17-001743
GridAI Technologies Corp. · GRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Borkowski
Director
Period of report
Oct 19, 2017
Accepted (ET)
Nov 1, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604191
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 19, 2017 | A | 22,500 | — | A | 275,626 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarters ending March 31, 2017, June 30, 2017, and September 30, 2017.
- F2Amount includes 103,126 shares previously issued to the Reporting Person upon the automatic conversion of an outstanding note in connection with the Issuer's initial public offering in October 2016.