SEC Form 4/A · accession 0001415889-17-001128
GridAI Technologies Corp. · GRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 8:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604191
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | S | 100,000 | $3.00 | D | 1,687,796 | D | |
| Common Stock | Jun 30, 2017 | S | 60,000 | $3.50 | D | 1,627,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities were sold in private, negotiated transactions. The purchasers agreed to not sell the securities purchased for a period of 120 days, resulting in a lock-up during such period.