SEC Form 4 · accession 0001621014-18-000002
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M. Spinner
Other
Period of report
May 29, 2018
Accepted (ET)
May 30, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 6.6875% Notes due 2028F1 | May 29, 2018 | P | 14,625 | $14,442.00 | A | 89,625 | D | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 27,447 | D | ||
| 7.75% Series A Term Preferred Stock due 2022 | holding | — | — | — | 7,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is an aggregate purchase price, and the other amounts shown reflect an aggregate principal amount of the notes. These notes were purchased in multiple transactions at prices ranging from $24.67 to $24.70, inclusive, per $25 aggregate principal amount. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of notes purchased at each separate price within the range set forth in this footnote.