SEC Form 4 · accession 0001621014-18-000001
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M. Spinner
Other
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 6.6875% Notes due 2028F2 | May 22, 2018 | P | 75,000 | $73,933.00 | A | 75,000 | D | |
| 7.00% Notes due 2020F1 | May 24, 2018 | J | 5,875 | $5,936.69 | D | 0 | D | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 27,447 | D | ||
| 7.75% Series A Term Preferred Stock due 2022 | holding | — | — | — | 7,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Issuer's 7.00% notes due 2020 were redeemed in full on May 24, 2018 at a price equal to the aggregate principal amount thereof plus accrued but unpaid interest to, but excluding, the date of redemption.
- F2The price reported in Column 4 is an aggregate purchase price. These notes were purchased in multiple transactions at prices ranging from $24.61 to $24.65, inclusive, per $25 aggregate principal amount. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of notes purchased at each separate price within the range set forth in this footnote.