SEC Form 4 · accession 0001617694-18-000005
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P. Majewski
Officer — Chief Executive Officer · Director · Other
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 6.6875% Notes due 2028F1,F2 | Dec 18, 2018 | P | 25,000 | $23,800.00 | A | — | D | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 53,000 | D | ||
| 7.75% Series A Term Preferred Stock due 2022F3 | holding | — | — | — | 250 | I | By Anna Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022F4 | holding | — | — | — | 275 | I | By Michael Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022 | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $23.80 per $25 aggregate principal amount.
- F2The amount reported in Column 5 reflects the aggregate principal amount of notes.
- F3These shares are held in an account for the benefit of Anna Majewski, Thomas Majewski's daughter. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F4These shares are held in an account for the benefit of Michael Majewski, Thomas Majewski's son. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.