SEC Form 4 · accession 0001617694-18-000003
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P. Majewski
Officer — Chief Executive Officer · Director · Other
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Nov 19, 2018 | P | 1,000 | $16.50 | A | 53,000 | D | |
| 7.75% Series A Term Preferred Stock due 2022F1 | holding | — | — | — | 250 | I | By Anna Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022F2 | holding | — | — | — | 275 | I | By Michael Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022 | holding | — | — | — | 1,000 | D | ||
| 6.6875% Notes due 2028F3 | holding | — | — | — | — | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in an account for the benefit of Anna Majewski, Thomas Majewski's daughter. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F2These shares are held in an account for the benefit of Michael Majewski, Thomas Majewski's son. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F3The amount reported in Column 5 reflects the aggregate principal amount of notes.