SEC Form 4/A · accession 0001617694-18-000002
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas P. Majewski
Officer — Chief Executive Officer · Director · Other
Period of report
May 24, 2018
Accepted (ET)
May 24, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 7.00% Notes due 2020F1 | May 24, 2018 | J | 50,000 | $50,525.00 | D | 0 | D | |
| 6.6875% Notes due 2028F2 | May 24, 2018 | P | 50,000 | $49,500.00 | A | 50,000 | D | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 52,000 | D | ||
| 7.75% Series A Term Preferred Stock due 2022F3 | holding | — | — | — | 250 | I | By Anna Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022F4 | holding | — | — | — | 275 | I | By Michael Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022 | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Issuer's 7.00% notes due 2020 were redeemed in full on May 24, 2018 at a price equal to the aggregate principal amount thereof plus accrued but unpaid interest to, but excluding, the date of redemption
- F2The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $24.75 per $25 aggregate principal amount.
- F3These shares are held in an account for the benefit of Anna Majewski, Thomas Majewski's daughter. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F4These shares are held in an account for the benefit of Michael Majewski, Thomas Majewski's son. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.