SEC Form 4 · accession 0001617694-16-000003
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P. Majewski
Officer — Chief Executive Officer · Director · Other
Period of report
Jun 21, 2016
Accepted (ET)
Jun 21, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Jun 21, 2016 | P | 1,000 | $16.47 | A | 52,000 | D | |
| 7.75% Series A Term Preferred Stock due 2022F2 | holding | — | — | — | 250 | I | By Anna Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022F3 | holding | — | — | — | 275 | I | By Michael Majewski UGTMA | |
| 7.75% Series A Term Preferred Stock due 2022 | holding | — | — | — | 1,000 | D | ||
| 7.00% Notes due 2020 | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.4664 to $16.50, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2These shares are held in an account for the benefit of Anna Majewski, Thomas Majewski's daughter. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F3These shares are held in an account for the benefit of Michael Majewski, Thomas Majewski's son. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.