SEC Form 4 · accession 0001209191-18-029260
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | May 8, 2018 | S | 1,119,825 | $17.94 | D | 2,339,901 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being filed jointly by Trident V Parallel Fund, L.P. ("Trident V Parallel") and Trident Capital V-PF, L.P. ("Trident V Parallel GP"). Trident V Parallel GP, as the general partner of Trident V Parallel, may be deemed a beneficial owner of securities held by Trident V Parallel, but disclaims such beneficial ownership except to the extent of Trident V Parallel GP's pecuniary interest therein. The reporting persons' beneficial ownership of Issuer securities disclosed herein does not include those Issuer securities held by Eagle Point Credit Management LLC ("EPCM"), the Issuer's investment advisor. As from May 8, 2018, each reporting person disclaims beneficial ownership of Issuer securities held by EPCM.
- F2These shares were sold in multiple transactions and the price reported is a weighted average. The sale price ranged from $17.49425 to $18.41500 per share. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.