SEC Form 4 · accession 0001144204-15-037523
Eagle Point Credit Co Inc. · ECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P. Majewski
Officer — Chief Executive Officer · Director · Other
Period of report
Jun 15, 2015
Accepted (ET)
Jun 16, 2015 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 7.75% Series A Term Preferred Stock due 2022 | Jun 15, 2015 | P | 275 | $25.18 | A | 1,275 | D | |
| 7.75% Series A Term Preferred Stock due 2022 | Jun 15, 2015 | G | 275 | $0.00 | D | 1,000 | D | |
| 7.75% Series A Term Preferred Stock due 2022F2 | Jun 15, 2015 | G | 275 | $0.00 | A | 275 | I | By Michael Majewski UGTMA |
| Common Stock, par value $0.001 per share | holding | — | — | — | 51,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by Thomas Majewski to his son (Michael Majewski) under the Uniform Gift to Minors Act.
- F2These shares are held in an account for the benefit of Michael Majewski. Mr. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.