SEC Form 4 · accession 0000899243-18-028191
ADVANCED DRAINAGE SYSTEMS, INC. · WMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darin S. Harvey
Officer — EVP, SUPPLY CHAIN & LOGISTICS
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 1, 2018 | A | 1,965 | $0.00 | A | 1,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $27.99 | Nov 1, 2018 | A | 6,238 | A | — | Oct 14, 2028 | Common Stock | 6,238 | 6,238 | D |
Explanation of responses
- F1The options vest in three equal annual installments beginning on October 14, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.