SEC Form 4 · accession 0000899243-18-014285
ADVANCED DRAINAGE SYSTEMS, INC. · WMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D. Scott Barbour
Officer — See Remarks · Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2018 | A | 24,272 | $0.00 | A | 79,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $25.75 | May 24, 2018 | A | 80,030 | A | — | May 23, 2028 | Common Stock | 80,030 | 80,030 | D |
Explanation of responses
- F1The options vest in three equal annual installments beginning on May 23, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
Remarks
President & Chief Executive Officer