SEC Form 4 · accession 0000899243-17-021532
ADVANCED DRAINAGE SYSTEMS, INC. · WMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D. Scott Barbour
Officer — President & CEO · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | A | 55,697 | $0.00 | A | 55,697 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $19.75 | Sep 1, 2017 | A | 185,827 | A | — | Sep 1, 2027 | Common Stock | 185,827 | 185,827 | D |
Explanation of responses
- F1The options vest in three equal annual installments beginning on September 1, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.