SEC Form 4 · accession 0000899243-16-022637
ADVANCED DRAINAGE SYSTEMS, INC. · WMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Chlapaty
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2016 | P | 20,000 | $26.8362 | A | 9,809,025 | I | By Trust |
| Common StockF2 | Jun 10, 2016 | P | 45,000 | $26.7729 | A | 9,854,025 | I | By Trust |
| Common StockF3 | Jun 10, 2016 | P | 500 | $26.84 | A | 500 | I | By Wife |
| Common Stock | holding | — | — | — | 182,331 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.57 to $27.00, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.62 to $27.00, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.81 to $26.86, inclusive.