SEC Form 4 · accession 0001209191-19-018917
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Berube
Officer — SVP, General Counsel
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2019 | F | 2,986 | $44.89 | D | 49,813 | D | |
| Common Stock | holding | — | — | — | 8,745 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Mar 8, 2019 | A | 140 | A | — | — | Common Stock | 140 | 18,662 | D |
Explanation of responses
- F11 for 1
- F2Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.