SEC Form 4 · accession 0001209191-18-031156
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erica McLaughlin
Officer — Senior Vice President, CFO
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | A | 1,839 | $0.00 | A | 11,258 | D | |
| Common StockF2 | holding | — | — | — | 1 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $61.17 | May 15, 2018 | A | 8,910 | A | — | May 14, 2028 | Common Stock | 8,910 | 8,910 | D |
Explanation of responses
- F1Reflects units subject to time-based vesting.
- F2Reflects retirement plan contributions by the Corporation.
- F3The option vests over a three year period as follows: 30% on November 10, 2018, 30% on November 10, 2019 and 40% on November 10, 2020.