SEC Form 4 · accession 0001209191-18-031142
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M. Prevost
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | M | 70,240 | $47.62 | A | 353,285 | D | |
| Common StockF1 | May 16, 2018 | S | 70,240 | $61.34 | D | 283,045 | D | |
| Common Stock | May 16, 2018 | M | 84,821 | $46.03 | A | 367,866 | D | |
| Common StockF2 | May 16, 2018 | S | 84,821 | $61.56 | D | 283,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $47.62 | May 16, 2018 | M | 70,240 | D | — | Oct 15, 2019 | Common Stock | 70,240 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $46.03 | May 16, 2018 | M | 84,821 | D | — | Oct 15, 2019 | Common Stock | 84,821 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.10 to $61.56, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
- F2The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.27 to $61.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
- F372,440 shares were subject to the option. The option vested over a three year period as follows: 30% on November 8, 2014, 30% on November 8, 2015 and 40% on July 23, 2016.
- F484,821 shares were subject to the option. The option vested as follows: 30% on November 14, 2015 and 70% on July 23, 2016.