SEC Form 4 · accession 0001209191-17-060730
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Friedrich von Gottberg
Officer — Senior Vice President
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | A | 3,374 | $0.00 | A | 32,649 | D | |
| Common StockF1 | holding | — | — | — | 12,518 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $62.24 | Nov 10, 2017 | A | 16,086 | A | — | Nov 9, 2027 | Common Stock | 16,086 | 16,086 | D |
Explanation of responses
- F1Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
- F2The option vests over a three year period as follows: 30% on November 10, 2018, 30% on November 10, 2019 and 40% on November 10, 2020.