SEC Form 4 · accession 0001209191-17-001141
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Friedrich von Gottberg
Officer — Senior Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Dec 31, 2016 | A | 653 | A | — | — | Common Stock | 653 | 11,096 | D |
Explanation of responses
- F11 for 1
- F2The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.