SEC Form 4 · accession 0001209191-16-152305
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hobart Kalkstein
Officer — Senior Vice President
Period of report
Nov 25, 2016
Accepted (ET)
Nov 29, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 4,890 | $16.90 | A | 28,745 | D | |
| Common Stock | Nov 25, 2016 | S | 4,890 | $51.80 | D | 23,855 | D | |
| Common StockF1 | holding | — | — | — | 5,884 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $16.90 | Nov 25, 2016 | M | 4,890 | D | — | May 6, 2019 | Common Stock | 4,890 | 11,410 | D |
Explanation of responses
- F1Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
- F216,300 shares were subject to the option. The option vested over a three year period as follows: 30% May 7, 2010, 30% May 7, 2011 and 40% on May 7, 2012.