SEC Form 4 · accession 0001209191-16-151898
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Friedrich von Gottberg
Officer — Senior Vice President
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | A | 4,072 | $0.00 | A | 30,279 | D | |
| Common Stock | Nov 22, 2016 | F | 1,004 | $52.29 | D | 29,275 | D | |
| Common StockF2 | holding | — | — | — | 15,144 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.
- F2Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.