SEC Form 4 · accession 0001209191-16-130723
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eduardo E Cordeiro
Officer — Executive Vice President, CFO
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | A | 16,425 | $0.00 | A | 65,953 | D | |
| Common StockF1 | holding | — | — | — | 9,720 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | Jun 30, 2016 | A | 22 | A | — | — | Common Stock | 22 | 16,285 | D |
Explanation of responses
- F1Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
- F21 for 1
- F3The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.