SEC Form 4 · accession 0001209191-16-113875
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hobart Kalkstein
Officer — Senior Vice President
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 7, 2016 | A | 952 | $0.00 | A | 19,105 | D | |
| Common StockF2 | holding | — | — | — | 5,818 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $47.23 | Apr 7, 2016 | A | 4,251 | A | — | Apr 6, 2026 | Common Stock | 4,251 | 4,251 | D |
Explanation of responses
- F1Reflects units subject to time-based vesting.
- F2Reflects retirement plan contributions by the Corporation.
- F3The option vests over a three year period as follows: 30% on April 7, 2017, 30% on April 7, 2018 and 40% on April 7, 2019.