SEC Form 4 · accession 0001209191-16-110085
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean D Keohane
Officer — President and CEO · Director
Period of report
Mar 21, 2016
Accepted (ET)
Mar 22, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2016 | A | 6,090 | $0.00 | A | 50,649 | D | |
| Common StockF1 | holding | — | — | — | 11,087 | I | Through the Trustee for the Corporation's Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $49.26 | Mar 21, 2016 | A | 26,455 | A | — | Mar 20, 2026 | Common Stock | 26,455 | 26,455 | D |
Explanation of responses
- F1Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
- F2The option vests over a three year period as follows: 30% on March 21, 2017, 30% on March 21, 2018 and 40% on March 21, 2019.