SEC Form 4 · accession 0001209191-15-085204
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M. Prevost
Officer — President and CEO · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2015 | G | 5,000 | $0.00 | D | 291,458 | D | |
| Common StockF1 | holding | — | — | — | 7,768 | I | Through the Trustee for the Corporation's Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | Dec 11, 2015 | A | 202 | A | — | — | Common Stock | 202 | 38,086 | D |
Explanation of responses
- F1Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
- F21 for 1
- F3Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.