SEC Form 4 · accession 0001209191-15-080217
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Friedrich von Gottberg
Officer — Senior Vice President
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | A | 5,311 | $0.00 | A | 22,278 | D | |
| Common Stock | Nov 12, 2015 | F | 79 | $39.54 | D | 22,199 | D | |
| Common StockF1 | holding | — | — | — | 14,942 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $39.54 | Nov 12, 2015 | A | 22,415 | A | — | Nov 11, 2025 | Common Stock | 22,415 | 22,415 | D |
Explanation of responses
- F1Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
- F2The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.