SEC Form 4 · accession 0001209191-15-015975
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Patrick Kelly
Officer — Vice President and Controller
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 34 | $16.90 | A | 27,917 | D | |
| Common Stock | Feb 17, 2015 | S | 34 | $47.95 | D | 27,883 | D | |
| Common StockF2 | holding | — | — | — | 8,169 | I | Through the Trustees for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $16.90 | Feb 17, 2015 | M | 34 | D | — | May 6, 2019 | Common Stock | 34 | 16,266 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2014.
- F2Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
- F316,300 shares were subject to the option. The option vested over a three year period as follows: 30% May 7, 2010, 30% May 7, 2011 and 40% on May 7, 2012.