SEC Form 4 · accession 0001603978-17-000044
AquaBounty Technologies, Inc. · AQB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James C Turk Jr.
Director
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001603978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | J | 2,053 | $0.00 | A | 2,053 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 24, 2017, New River Management V, LP made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its limited partnership agreement. Among these assets were 2,053 shares of the Issuer's common stock distributed to the Reporting Person.