SEC Form 4 · accession 0001603978-17-000023
AquaBounty Technologies, Inc. · AQB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Clothier
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 24, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001603978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 21, 2017 | A | 1,751 | $0.00 | A | 38,750 | D | |
| Common StockF1 | holding | — | — | — | 36,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- F2Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan. Subject to continue service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.