SEC Form 4 · accession 0001415889-18-001533
NorthStar/RXR New York Metro Real Estate, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Winston W. Wilson
Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 22, 2018 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001603671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2018 | D | 11,163 | $9.1877 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2018, by and between NorthStar/RXR New York Metro Real Estate, Inc. (the "Company"), CNI NS/RXR Advisors, LLC, the Company's advisor (the "Advisor"), CNI NS/RXR Advisors Merger Subsidiary, LLC, a wholly-owned subsidiary of the Advisor (the "Merger Sub"), and Colony Capital Investment Holdco, LLC, an affiliate of the Advisor, the Company merged with and into Merger Sub, with Merger Sub surviving, and each share of the Company's common stock, par value $0.01 per share (the "Common Stock") was converted into the right to receive $9.1877. Includes 938 shares of restricted Common Stock granted pursuant to the Company's Independent Director Compensation Plan (the "Plan"), the vesting of which was accelerated in connection with the Merger in accordance with the Plan and the Merger Agreement.