SEC Form 4 · accession 0000914190-18-000335
Celcuity Inc. · CELC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F. Sullivan
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001603454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,755,774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $26.00 | Aug 13, 2018 | A | 3,769 | A | Sep 19, 2019 | Aug 13, 2028 | Common Stock | 3,769 | 3,769 | D |
| Stock Option (right to buy)F1 | $8.40 | holding | — | — | — | — | May 17, 2027 | Common Stock | 21,500 | 21,500 | D |
| Stock Option (right to buy) | $9.50 | holding | — | — | — | Sep 19, 2018 | Sep 19, 2027 | Common Stock | 8,220 | 8,220 | D |
Explanation of responses
- F1Fully vested.