SEC Form 4 · accession 0000914190-17-000332
Celcuity Inc. · CELC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Dalvey
Director
Period of report
Oct 19, 2017
Accepted (ET)
Oct 23, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001603454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 250,000 | I | By Brightstone Venture Capital Fund, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.23 | Oct 19, 2017 | A | 8,200 | A | Apr 30, 2018 | Oct 19, 2027 | Common Stock | 8,200 | 8,200 | D |
Explanation of responses
- F1The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.