SEC Form 4/A · accession 0001209191-15-056653
Investar Holding Corp · ISTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David J Lukinovich
Director
Period of report
Dec 22, 2014
Accepted (ET)
Jun 26, 2015 · 10:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001602658
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2014 | X | 765 | $13.50 | A | 16,651 | I | By Solomon's Portico LLC |
| Common Stock | holding | — | — | — | 15,296 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 448 | I | By adult son, David Lukinovich Jr. | |
| Common StockF1 | holding | — | — | — | 452 | I | By adult son, Joshua Lukinovich | |
| Common StockF1 | holding | — | — | — | 448 | I | By adult daughter, Mary Lukinovich | |
| Common Stock | holding | — | — | — | 452 | I | By minor daughter | |
| Common Stock | holding | — | — | — | 8,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy) | $13.50 | Dec 22, 2014 | X | 765 | D | Dec 31, 2009 | Dec 31, 2014 | Common Stock | 765 | 0 | I |
| Warrant (right to buy) | $13.50 | holding | — | — | — | Dec 31, 2009 | Dec 31, 2014 | Common Stock | 935 | 935 | D |
Explanation of responses
- F1Reporting person disclaims beneficial ownership and this report shall not be deemed an admission of ownership for any purpose.
Remarks
This report is being amended and restated in its entirety to correct errors in the reporting person's direct and indirect holdings following the reported transaction and to include a direct holding of derivative securities inadvertently omitted from the original report.