SEC Form 4 · accession 0001316507-15-000126

Calamos Dynamic Convertible & Income Fund · CCD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

John P Calamos Sr.

Officer — President and Chairman · Director

Calamos Advisors LLC

Other

Period of report

Dec 11, 2015

Accepted (ET)

Dec 14, 2015 · 7:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001602584

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 11, 2015	P	100	$18.25	A	715,509	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.45	A	715,609	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.48	A	715,709	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	200	$17.49	A	715,909	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	216	$17.50	A	716,125	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	300	$17.51	A	716,425	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	200	$17.57	A	716,625	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.58	A	716,725	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	300	$17.59	A	717,025	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.60	A	717,125	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.61	A	717,225	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.62	A	717,325	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	1,380	$17.63	A	718,705	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	460	$17.64	A	719,165	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	400	$17.65	A	719,565	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	200	$17.66	A	719,765	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	400	$17.67	A	720,165	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	500	$17.68	A	720,665	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.71	A	720,765	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.72	A	720,865	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.73	A	720,965	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	400	$17.74	A	721,365	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.78	A	721,465	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	300	$17.85	A	721,765	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	300	$17.88	A	722,065	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	244	$17.91	A	722,309	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	4	$17.94	A	722,313	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	96	$17.95	A	722,409	I	By Calamos Advisors LLC
Common Stock^F1	Dec 14, 2015	P	100	$17.96	A	722,509	I	By Calamos Advisors LLC

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.