SEC Form 4 · accession 0001316507-15-000013
Calamos Dynamic Convertible & Income Fund · CCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
John P Calamos Sr.
Officer — President and Chairman · Director
Calamos Advisors LLC
Other
Period of report
Jul 27, 2015
Accepted (ET)
Jul 27, 2015 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001602584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 27, 2015 | P | 100 | $21.60 | A | 88,708 | I | By Calamos Advisors LLC |
| Common StockF1 | Jul 27, 2015 | P | 200 | $21.76 | A | 88,908 | I | By Calamos Advisors LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
- F2Report 2 of 2 for transactions occurring on July 27, 2015.