SEC Form 4 · accession 0001104659-16-155929
Adeptus Health Inc. · ADPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Richard Williams Jr.
Officer — CFO
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001602367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Nov 7, 2016 | A | 117,924 | $0.00 | A | 140,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of shares of restricted stock that vest according to the following schedule: (a) 33.3% of the shares of restricted stock shall become vested on November 7, 2017, and (b) 66.7% of the shares of the restricted stock shall become vested ratably on a quarterly basis during the two-year period beginning on November 7, 2017 such that 100% of the shares of restricted stock shall become vested on November 7, 2019.