SEC Form 4 · accession 0001763554-26-000012
Synchrony Financial · SYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alberto Casellas
Officer — See remarks
Period of report
Aug 17, 2026
Accepted (ET)
Aug 19, 2026 · 4:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001601712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent UnitF1,F2 | Aug 17, 2026 | A | 182 | $80.75 | A | 50,691 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3 | — | Aug 17, 2026 | A | 1 | A | — | — | Common Stock | 1 | 186 | D |
Explanation of responses
- F1Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
- F2Balance adjusted to account for rounding of fractional shares over time.
- F3The reported phantom stock units were acquired pursuant to a dividend reinvestment feature under the Synchrony Financial Deferred Compensation Plan (the "Deferred Compensation Plan") and are to be settled, in cash, six months following the Reporting Person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.
Remarks
EVP, CEO--Health & Wellness