SEC Form 4 · accession 0001601712-19-000080

Synchrony Financial · SYF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See remarks

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 4:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001601712

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 1, 2019	A	13,556	$32.46	A	65,446	D
Common Stock^F2	Mar 1, 2019	M	924	$23.00	A	66,370	D
Common Stock^F2	Mar 1, 2019	S	924	$32.83	D	65,446	D
Common Stock^F2	Mar 1, 2019	M	10,676	$24.55	A	76,122	D
Common Stock^F2	Mar 1, 2019	S	10,676	$32.83	D	65,446	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$23.00	Mar 1, 2019	M	924	D	Jul 31, 2018	Jul 31, 2024	Common Stock	924	0	D
Employee Stock Option (right to buy)^F2,F3	$24.55	Mar 1, 2019	M	10,676	D	—	Sep 17, 2024	Common Stock	10,676	2,669	D

F1Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
F2This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2019.
F3The reporting person was awarded employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Executive Vice President, Chief Risk Officer